Municipal Securities Rulemaking Board

Results: 1131



#Item
901Finance / Securities / Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / Security / Municipal bond / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 26, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order G

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Source URL: www.sec.gov

Language: English - Date: 2013-09-27 09:05:21
902Municipal Securities Rulemaking Board / Government debt / Late-2000s financial crisis

Presentation at Birmingham, Alabama, Field Hearing on the State of the Municipal Securities Market, July 29, 2011: Philip C. Dotts - Distressed Communities

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Source URL: www.sec.gov

Language: English - Date: 2011-08-11 10:24:18
903Municipal Securities Rulemaking Board / Dodd–Frank Wall Street Reform and Consumer Protection Act / Underwriting / U.S. Securities and Exchange Commission / Financial adviser / Financial Advisor / Broker-dealer / Securities market / Investor Protection and Securities Reform Act / Financial economics / Finance / Business

The Honorable Elisse B. Walter Member United States Securities and Exchange Commission 100 F Street NE Washington, DC[removed]Re: Underwriters and Financial Advisors

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Language: English - Date: 2011-11-29 11:16:08
904Municipal Securities Rulemaking Board / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / Bond / U.S. Securities and Exchange Commission / Underwriting / Security / Securities Exchange Act / Financial economics / Economics / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 3, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consist

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Language: English - Date: 2013-10-04 09:47:46
905Law / Municipal Securities Rulemaking Board / Public Financial Management / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Registered Investment Advisor / U.S. Securities and Exchange Commission / Financial services / Security / Finance / Financial economics / Business

Microsoft Word[removed]Memo re PFM.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-11-07 11:06:29
906Financial services / Self-regulatory organizations / Collective investment schemes / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Investment Advisers Act / Investment Advisor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Financial economics / Investment / Finance

ATLANTA Grace Building SUTHERLAND

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Source URL: www.sec.gov

Language: English - Date: 2011-09-21 11:08:37
907United States securities law / Municipal Securities Rulemaking Board / Business / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial system / Securities Exchange Act / Security / Self-regulatory organization / United States Securities and Exchange Commission / Financial regulation / Electronic Municipal Market Access

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 5, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Gra

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Source URL: www.sec.gov

Language: English - Date: 2008-12-08 10:42:47
908Self-regulatory organizations / United States securities law / Financial regulation / Financial markets / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Financial economics / Finance / Business

May 21, 2014 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2014-05-23 10:49:02
909U.S. Securities and Exchange Commission / Fiduciary / Investor Protection and Securities Reform Act / Financial adviser / Law / Municipal Securities Rulemaking Board / Finance

Comment Letter on File No. S7-19-10

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Source URL: www.sec.gov

Language: English - Date: 2010-10-12 16:05:31
910Financial markets / Securities / Stock market / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / Security / Auction rate security / U.S. Securities and Exchange Commission / Securities market / Financial economics / Investment / Finance

Written Statement of Lynnette Kelly Executive Director MUNICIPAL SECURITIES RULEMAKING BOARD Roundtable on Fixed Income Markets Securities and Exchange Commission Washington, DC

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Source URL: www.sec.gov

Language: English - Date: 2013-04-17 15:53:55
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